Together with CITICS Securities Company Limited, we are a leading player in equity capital market.

China Zhongwang

HK$ 9.8 billion
Initial Public Offering

May 8, 2009

Joint Sponsor
Joint Global Coordinator
Joint Bookrunner

HSBC Holdings

HK$ 141.7 billion
Rights Issue

April 9, 2009

Co-Lead Manager

China Railway Construction

HK$ 44.6 billion
A then H IPO

March 13, 2008

Joint Sponsor
Joint Global Coordinator
Joint Bookrunner

Zhong An Real Estate

HK$ 3.6 billion
Initial Public Offering

November 13, 2007

Co-Lead Manager

Angang Iron and Steel

HK$ 20.0 billion
A+H Share Rights Issue

October 22, 2007

Joint Underwriter

HSBC
China Dragon Fund

HK$ 3.7 billion
Initial Public Offering

July 20, 2007

Joint Lead Manager

China CITIC Bank

HK$ 46.4 billion
A+H Initial Public Offering

April 27, 2007

Joint Sponsor
Joint Bookrunner
Joint Global Coordinator

CITIC 1616

HK$ 2.4 billion
Initial Public Offering

April 3, 2007

Co-Lead Manager

Huiyuan Juice

HK$ 2.8 billion
Initial Public Offering

February 23, 2007

Co-Lead Manager

China Communication Construction

HK $18.5 billion
Initial Public Offering

December 15, 2006

Co-Lead Manager

ICBC

HK$ 150.7 billion
A+H Initial Public Offering

October 27, 2006

Co-Manager

China Merchants Bank

HK$20.7 billion
Initial Public Offering

September 22, 2006

Co-Lead Manager

Bank of China

HK$ 86.7 billion
Initial Public Offering

June 1, 2006

Co-Lead Manager

China Construction Bank

HK$ 62.2 billion
Initial Public Offering

October 27, 2005

Co-Lead Manager

Beijing Media

HK$ 1.0 billion
Initial Public Offering

December 22, 2004

Joint Sponsor
Joint Lead Manger

Weichai Power

HK$ 1.3 billion
Initial Public Offering

March 11, 2004

Sole Sponsor
Sole Global Coordinator
Sole Bookrunner