About CITIC Securities

CITIC Securities Company Limited (“CITIC Securities” or the “Company”) was established in October 1995 headquartered in Shenzhen. CITIC Securities focuses on providing high-quality securities related services to our customers, including securities trading, underwriting and sponsoring, proprietary trading, asset management and investment banking advisory services. CITIC Securities is China’s first full-service investment bank to have its A shares (SSE:600030) listed on the Shanghai Stock Exchange (SSE) and H shares (SEHK:6030) listed on the Main Board of The Stock Exchange of Hong Kong Limited (SEHK).

The Company is top-ranked in the Chinese capital markets across its principal businesses of securities brokerage, investment banking and asset management. For the past five years the Company has been the largest China investment bank by total assets, shareholders’ funds, total revenue, net profits and assets under management.

The Company offers a wide range of financial services and products to a large and diverse client base that includes corporations, financial institutions, governments and individuals. CITIC Securities is one of the SSE 50 constituent stocks as well as one of the top five constituent stocks of the FTSE/Xinhua A50 China Index. It is also a constituent stock of the MSCI China Index, Hang Seng China H-Financials Index, Hang Seng China AH Index Series, Hang Seng Global Composite Index, Hang Seng Composite Index, Hang Seng Composite Industry Index - Financials, and the Hang Seng Composite MidCap Index, Hang Seng China 50 Index, Hang Seng China AH Premium Index and Hang Seng Mainland 100 Index.

With its principal operations in Mainland China and Hong Kong, CITIC Securities is well positioned to benefit from the strong growth potential of China’s economy and capital markets. The Company is also seeking to further expand in Asia and around the world to capture market opportunities arising from the increasing globalization of China’s economy, companies and capital markets. The Company’s mission is to become a world-class, China-focused, global brokerage, asset management and corporate finance advisory company.