Our retail brokerage business is an integral part of CITIC Securities Brokerage (HK) Limited.

Our firm's retail brokerage business has a powerful distribution network, with our main office at CITIC Tower and four other branches located in ICC, Central, North Point and Mongkok. Our sales team provides quality securities and futures trading services to our firm's many clients.

Our retail brokerage clients are very active and require assistance in a wide range of investments, in both primary and secondary markets.

 

 

 

We provide premium broking services (including shares trading, margin financing, IPO financing, securities advice) to high net worth clients. CITIC Securities Brokerage (HK) Limited's client base includes corporations, mutual funds, pension funds, hedge funds, private banking clients and high net worth individuals.

 

 

 

Our Equity Sales Team advises corporate, institutional and hedge fund investors around the world. By leveraging on-the-ground market expertise, CITIC Securities Brokerage (HK) Limited's extensive distribution platform provides clients with timely and valuable services, in-depth research products and investment ideas. The team actively promotes deal and non-deal roadshows to bring investors close to the management of their investment targets. 

 

1. To provide professional and efficient investment services to institutional clients by leveraging on the firm's strategic resources

2. To present research and investment opportunities to institutional clients on a regular basis

3. To build and maintain a comprehensive sales and distribution network globally, thereby creating synergies with CITIC Securities’ Corporate Finance and Investment Advisory Team

4. To satisfy institutional clients' demand in a variety of equity related products in Hong Kong, Mainland China and abroad by developing a comprehensive financial product platform (in primary and secondary markets)

5. To offer clients opportunities to invest in projects and deals originated by the CITIC Securities’ Corporate Finance team, such as IPO sponsorship, placement, financial advisory, mergers and acquisitions, rights issue, etc. 

 

• Financial institutions, including asset management companies and banks

• Listed or non-listed corporations that have investments in the equity market

• Individual customers and corporations who are considered as "Professional Investors" under the Securities and Futures Ordinance

• Qualified Domestic Institutional Investors (QDII)

• Qualified Foreign Institutional Investors (QFII)