Account Periodic Review

Question: What is the consequence for client who fail the account review request of CSBHK? Can the client continue trading through the account at CSBHK? 

As a licensed corporation under the Securities and Futures Ordinance, we will conduct periodic review on our customers for compliance reason and operation management. As a part of the review, the customers are required to complete the Periodic Review Information Form to update the information concern you/ your company. Failure to provide Periodic Review Information Form on or before the designated deadline may cause your account with us to be frozen without prior notification.  Also it takes some time for the customers to go through an account reactivation process that may cause some delay in trade order placing.